Applied Behavioral Analysis Services (ABAS)

ABAS Compliance Program

Policies, standards, and program documents

Code of Conduct

DocumentTitleVersionApproved
COC-001Code of Conduct1.02026-07-01

Compliance Policies

DocumentTitleVersionApproved
POL-001Compliance Officer Charter1.02026-07-01
POL-002Compliance Committee Charter1.02026-07-01
POL-003Compliance Reporting, Investigation, and Resolution1.02026-07-01
POL-003-SOPCompliance Ticket Management SOP and Checklists1.02026-07-01
POL-004Fraud, Waste, and Abuse Prevention1.02026-07-01
POL-005Anti-Kickback Statutes1.02026-07-01
POL-006False Claims Acts1.02026-07-01
POL-007Self-Referral Laws (Stark)1.02026-07-01
POL-008Improper Inducements1.02026-07-01
POL-009Conflicts of Interest1.02026-07-01
POL-010State Licensing Requirements1.02026-07-01
POL-011Exclusion Checks1.02026-07-01
POL-012Antitrust and Fair Business Dealings1.02026-07-01
POL-013Coding and Billing Practices1.02026-07-01

Human Resources Policies

DocumentTitleVersionApproved
HR-001Sexual Harassment Prevention Policy1.02026-07-01

Standards

DocumentTitleVersionApproved
STD-001Gift and Courtesy Standard1.02026-07-01

Training Program

DocumentTitleVersionApproved
TRN-001Compliance Training Program1.02026-07-01
TRN-002Compliance Onboarding Acknowledgment1.02026-07-01

Compliance Forms & Templates

DocumentTitleVersionApproved
CFM-001Compliance Committee Meeting Minutes Template1.02026-07-01
CFM-002Conflict of Interest Disclosure Form1.02026-07-01
CFM-003Conflict of Interest Management Plan1.02026-07-01
CFM-004Conflict of Interest Disclosure Log1.02026-07-01
CFM-005Compliance Ticket Forms and Templates Pack1.02026-07-01

Registers & Logs

DocumentTitleVersionApproved
REG-001Credential Tracking Log1.02026-07-01
REG-002Vendor & Contract Arrangements Register1.02026-07-01

Position Descriptions

DocumentTitleVersionApproved
PER-001Compliance Officer Role Description1.02026-07-01